About The Company Join our esteemed law firm, recognized for its excellence and integrity, with over 60 years of delivering high-quality legal services. Headquartered in Palm Beach Gardens, Florida, and with additional offices across the state, our firm specializes in providing sophisticated legal counsel to a diverse client base, including individuals, businesses, local governments, and institutional investors throughout the United States. Our reputation is built on a foundation of professionalism, efficiency, and a results-driven approach, which has earned us an AV rating from Martindale-Hubbell and recognition among the Top Law Firms in the country. We are committed to fostering a collaborative and inclusive work environment where our team members can thrive and grow professionally. About The Role We are seeking a highly skilled Securities Law Attorney to join our dynamic legal team. This role offers an excellent opportunity for a seasoned professional to advise clients on federal and state securities regulations, manage complex transactions, and ensure compliance with SEC requirements. The ideal candidate will have a strong background in securities law, including experience with public offerings, private placements, mergers, and exchange compliance. Working in a hybrid remote environment, you will collaborate with various departments and external stakeholders to facilitate capital market transactions, prepare legal disclosures, and respond to regulatory inquiries. This position provides a chance to work on high-profile cases and contribute significantly to our firm's continued success and reputation. Qualifications The successful candidate will possess a Juris Doctor (J.D.) degree from an accredited law school and be licensed to practice law in Florida. A minimum of four years of dedicated experience in securities law is required, with proven expertise in SEC reporting, compliance, and securities transactions. Candidates should have substantial experience advising clients on 1934 Act reporting, 1933 Act registered and exempt offerings, reverse mergers, venture capital, and private equity financings. Strong independent management skills for filings, reports, and transaction execution are essential. Excellent communication, analytical, and organizational skills are also critical to succeed in this role. Responsibilities
Advise clients on federal and state securities law compliance, ensuring adherence to all relevant regulations and disclosure requirements.
Prepare, review, and file registration statements, periodic reports (10-Ks, 10-Qs), current reports (8-Ks), proxy statements, and other SEC disclosures.
Handle a variety of securities transactions, including private placements, public offerings, reverse mergers, and PIPE transactions.
Guide clients through uplisting processes and exchange compliance procedures, including transitions from OTC to NASDAQ or NYSE listings.
Provide counsel to issuers, underwriters, and investors involved in capital markets transactions, ensuring legal soundness and regulatory compliance.
Coordinate shareholder meetings, manage proxy matters, and facilitate communication with stakeholders.
Respond to SEC comment letters, manage SEC and FINRA investigations, and oversee related legal processes.
Oversee Regulation D, S, and A+ offerings, including the preparation of disclosure documentation and compliance strategies.
Collaborate with the firm’s Corporate department on mergers and acquisitions, ensuring seamless integration of securities law considerations.
Benefits Our firm offers a comprehensive benefits package designed to support our employees' health, well-being, and professional growth. This includes medical, dental, and vision insurance, life insurance coverage, and a matching 401(k) retirement plan. We also provide paid time off (PTO) to promote work-life balance, along with performance-based bonuses and recognition programs. Our hybrid remote working model offers flexibility, enabling our team members to maintain a healthy work-life balance while remaining connected and engaged with the firm’s culture and initiatives. We are committed to fostering an inclusive environment where diversity is celebrated and all employees are valued for their unique contributions. Equal Opportunity Jobot is an Equal Opportunity Employer. We are dedicated to creating an inclusive work environment that respects and values diversity. All qualified candidates will receive consideration for employment without regard to race, color, sex, sexual orientation, gender identity, religion, national origin, age (40 and over), disability, military status, genetic information, or any other protected characteristic under applicable federal, state, or local laws. We prohibit harassment and discrimination of any kind and are committed to ensuring a fair and equitable hiring process. Our policies comply with all relevant legal standards, and we strive to provide a workplace where everyone can succeed and grow professionally.